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Securities Exchange Commission

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Culture
Changes to Side Letters, Audits, and More: Unpacking the SEC’s New Rules for Private Funds
Michael Thrasher
August 23, 2023
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Portfolio
Five Questions: Irene Aldridge on High Frequency Trading
Katherine Heires
April 12, 2012
Sponsored Content
BATS May Defer $100M IPO Until 2012
July 19, 2011
Sponsored Content
JP Morgan Legal Costs May Reach $4.5B
February 28, 2011
Sponsored Content
HF Group Seeks Expert Networks Guidelines
January 31, 2011
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Portfolio
Making the Case for Locked Markets
Manoj Narang
March 29, 2010
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Portfolio
SEC Seeks Disclosure From Brokers
December 7, 2009
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Portfolio
Stepping Up SEC’s Enforcement Activity
Stephen Taub
November 8, 2009
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Portfolio
SEC OKs Clearly Erroneous Trade Rules
October 6, 2009