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Financial Conduct Authority

Portfolio
U.K.’s FCA Takes Aim at Asset Managers
Julie Segal
November 18, 2016
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Portfolio
Fintech’s New Friends in High Places
Jeffrey Kutler
April 18, 2016
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Portfolio
If a Custody Bank Fails, Should Clients Fear for Their Assets?
Georgina Hurst
July 6, 2015
Close-up of a Wall Street sign, Wall Street, Manhattan, New York
Portfolio
To Prevail, the Feds Must Prove Nav Sarao’s Trading Intentions
Robert Stowe England
May 1, 2015
BOE MINUTES
Portfolio
Daily Agenda: Corporate Earnings Show Forex Tension
Andrew Barber
April 22, 2015
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Research
These Companies Host Europe’s Best Analyst Days
Jess Delaney
March 16, 2015
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Corner Office
ESMA Unveils New Rules for Research
Ben Mattlin
January 15, 2015
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Corner Office
FCA’s Proposal to Ban Research Commissions Rejected
Ben Mattlin
November 21, 2014
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Corner Office
In Europe, Unbundling Proposals Spark Anxiety, Opposition
Ben Mattlin
October 8, 2014
Inside The Financial Conduct Authority As Investigations Begin Into Private Accounts Of Forex Traders
Portfolio
Unbundling the U.K.’s New Rules on Brokerage Fees
Rob Boardman
August 19, 2014
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Corner Office
FCA Regulation Proposals Have Money Managers on Edge
Thomas W Johnson
March 21, 2014
Sponsored Content
Most Brokers Back FSA’s Ban Authority
April 18, 2011